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Privacy
Policy
We are committed to protecting your privacy. This privacy notice,
which is required by state and federal law, explains the privacy
policies of Patriot Capital Funding and its affiliated companies.
This notice supersedes any other privacy notice you may have
received from Patriot Capital Funding, and its terms apply both to
our current customers and to former customers as well.
We will safeguard, according to strict standards of security and
confidentiality, all information we receive about you. With regard
to this information, we maintain physical, electronic, and
procedural safeguards that comply with federal and state standards.
The only information we collect from you is your name, address, and
number of shares you hold.
This information is used only so that we can service your account,
send you annual reports and other information about us, and send you
proxy statements or other information required by law.
We do not share customer information with any non-affiliated third
party except as described below.
• The People and Companies that Make Up Patriot Capital Funding.
It is our policy that only our authorized employees who need to know
your personal information will have access to it. Our personnel who
violate our privacy policy are subject to disciplinary action.
• Service Providers. We may disclose customer information to
companies that provide services on our behalf, such as record
keeping, processing your trades, and mailing you information. These
companies are required to protect your information and use it solely
for the purpose for which they received it.
• Courts and Government Officials. If required by law, we may
disclose customer information in accordance with a court order or at
the request of government regulators. Only that information required
by law, subpoena, or court order will be disclosed.
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